SOPWAREHOUSESOP

Overage, Shortage, and Damage Reporting

Identification and documentation of overage, shortage, and damage at the point of receipt, covering exception notation on the bill of lading before signing, photo evidence standards, quarantine of damaged goods, concealed damage discovery, and initiation of the carrier freight claim.

Audience
Receiving associates, dock personnel, receiving leads and supervisors, and the inventory control or claims administrator
Review cycle
semiannual
Last reviewed
2026-08-15
Revision
1

What is in the procedure

8 sections. Regulatory language is fixed and passes through verbatim. Sections marked customized get rewritten around your facility, your equipment, and your job titles.

  1. 01

    Purpose

    Fixed

    This procedure establishes how overage, shortage, and damage, together known as OS&D, are identified at receipt, documented, and turned into a recoverable carrier claim.

  2. 02

    Scope

    Customized

    This procedure applies to every inbound receipt at the facility, regardless of mode: full truckload, less than truckload, parcel, container, and courier.

  3. 03

    Responsibilities

    Customized

    The receiving associate identifies the exception, photographs it before the load is disturbed, notes it on the delivery receipt, and does not sign clean.

  4. 04

    Definitions

    Fixed

    Overage: more product arrived than the bill of lading, packing list, or purchase order calls for, including extra pallets, extra cartons, or freight belonging to another consignee.

  5. 05

    Procedure: Identifying and Documenting at Receipt

    Fixed

    1. Before unloading, check the seal number against the bill of lading and note any broken, missing, or mismatched seal on the delivery receipt.

  6. 06

    Quarantine and Disposition

    Customized

    Damaged and suspect freight goes to the damage hold area immediately and does not enter sellable inventory.

  7. 07

    Concealed Damage and Claim Filing

    Customized

    Concealed damage is found after the freight has been accepted, so it is harder to prove and is worked on a clock.

  8. 08

    References

    Fixed

    29 CFR 1910.176 Handling materials, general.

OSHA references

Overage, Shortage, and Damage Reporting: 29 CFR 1910.176(b)

Every SOP generated from this template cites the paragraphs below, with a plain-language summary of what each one requires. Citations are informational and are not legal advice.

StandardTitleWhat it requires
29 CFR 1910.176(b)Handling materials, general: secure storageStorage of material must not create a hazard. Material stored in tiers must be stacked, blocked, interlocked, and limited in height so that the storage is stable and secure against sliding or collapse. Damaged freight is by definition compromised freight: crushed cartons, broken pallets, and leaning loads must be restacked or contained in the quarantine area rather than stored as received.
29 CFR 1910.22(a)Walking-working surfaces: general requirementsWalking-working surfaces must be kept in a clean, orderly, and sanitary condition and free of hazards such as spills, sharp or protruding objects, and debris that create slip, trip, or fall hazards. Leaking or spilled product from damaged freight, and the broken pallet fragments and cut banding that come with it, must be cleaned up rather than worked around.
29 CFR 1910.1200(g)(8)Hazard communication: safety data sheetsSafety data sheets must be readily accessible to employees in their work area during each work shift. When a damaged or leaking container of a hazardous chemical is found at receipt, the receiving team must be able to reach the safety data sheet for that product before deciding how to handle, contain, or clean it up.
29 CFR 1910.132(a)Personal protective equipment: general requirementsProtective equipment must be provided, used, and maintained wherever hazards capable of causing injury are present through processes or environment. Handling damaged freight adds hazards that intact freight does not have: unknown leaking contents, broken glass, split cartons, and protruding nails or banding from broken pallets.

Compliance checklist

What an inspector looks for

  • Damaged and quarantined freight is stacked and stored so it is stable and secure against sliding or collapse

    29 CFR 1910.176(b)

  • Spills, broken pallet fragments, and cut banding from damaged freight are cleaned up rather than worked around

    29 CFR 1910.22(a)

  • Safety data sheets are readily accessible before a damaged or leaking chemical container is handled

    29 CFR 1910.1200(g)(8)

  • Cut-resistant and chemical-resistant gloves, eye protection, and safety-toe footwear are provided and used when handling damaged freight

    29 CFR 1910.132(a)

  • Seals are checked and any broken or mismatched seal is noted on the delivery receipt

  • Damage is photographed before the load is disturbed and before the driver leaves

  • Overages, shortages, and damage are written on the delivery receipt in specific counts and the driver initials the notation

  • The system receipt reflects the quantity actually received in good condition

  • Damaged goods and their packaging are held intact in quarantine until the carrier inspects or releases them

  • Claims are filed with a complete documentation packet inside the carrier's filing window and tracked to resolution

Waitlist

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This page is informational and is not legal advice. Have a qualified safety professional review any procedure before it goes into service at your facility.